In April of 2016, the U.S. Department of Labor (DOL) released its final rule that greatly expands the DOL’s definition of “fiduciary” to apply to a broad range of advisors and broker-dealers who work with retirement related accounts. With many advisors currently operating under a suitability standard, broad imposition of the much stricter fiduciary standard of conduct will be a major change that will be felt by nearly the entire financial services i...
[PDF.eg08] The Advisor’s Guide to the DOL Fiduciary Rule (The Advisor's Guide) Rating: 4.91 (430 Votes)
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